Form ADV Part 2A
Item 1 – Cover Page
Form ADV Part 2A Brochure
Kane Investment Management, Inc.
15466 Los Gatos Blvd. Suite 213
Los Gatos, CA 95032
March 20, 2026
This Brochure provides information about the qualifications and business practices of Kane Investment Management, Inc. If you have any questions about the contents of this Brochure, please contact us at 408.358.5263 or jennifer.kane@kaneinvestment.com. The information in this Brochure has not been approved or verified by the United States Securities and Exchange Commission or by any state securities authority.
Kane Investment Management, Inc. is a Registered Investment Adviser. Registration of an Investment Adviser does not imply any level of skill or training. The oral and written communications of an Adviser provide you with information about which you determine to hire or retain an Adviser.
Additional information about Kane Investment Management, Inc. also is available on the SEC’s website at www.adviserinfo.sec.gov.
Item 2 – Material Changes
There have been no material changes to this brochure since our last annual update on March 27, 2025.
Item 5 – Fees and Compensation
Item 6 – Performance-Based Fees and Side-By-Side Management
Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss
Item 9 – Disciplinary Information
Item 10 – Other Financial Industry Activities and Affiliations
Item 11 – Code of Ethics, Participation in Client Transactions and Personal Trading
Item 14 – Client Referrals and Other Compensation
Item 16 – Investment Discretion
Kane Investment Management, Inc. is owned by D. Michael Kane and has been providing advisory services sinceDecember 1982. The company president and principal, D. Michael Kane, is an Investment Adviser Representative. KaneInvestment Management, Inc. provides a full range of investment services, including investment account management, forindividuals, families, corporate pension, and profit-sharing plans.
Types of investments managed include equity securities (exchange-listed and over-the- counter securities), investmentcompany securities (variable annuities, mutual fund shares) and U.S. Government securities.
Client advisory services are based upon, and tailored to the needs and objectives of, each individual or organization. (Clients may impose restrictions on investing in certain securities or types of securities). Kane Investment Management, Inc. uses charting, fundamental and technical security analysis to determine its investment choices for accountmanagement. This information is derived from a combination of corporate rating services; inspections of corporateactivities; third-party research; annual reports, filings and prospectuses with the SEC; and corporate press releases, financial newspapers and magazines. Upon request, Kane Investment Management, Inc. will provide financial plans for no additional charge. These services are inclusive of the fees paid as described herein.
Investment strategies used to implement investment advice include long-term purchases (securities held at least a year), short-term purchases (securities held less than a year), trading (securities sold within 30 days) and margin transactions.
Kane Investment Management, Inc. utilizes Pontera, a third-party platform, to facilitate management of held away assets such as defined contribution plan participant accounts, with discretion. The platform allows Kane Investment Management, Inc. to avoid being considered to have custody of client funds since the Firm does not have direct access to client log-in credentials to affect trades. Kane Investment Management, Inc. is not affiliated with the Pontera platform in any way and receives no compensation from them for using their platform. In order for Kane Investment Management, Inc. to manage held away assets (assets not held at Charles Schwab) a link will be provided to the client allowing them to connect an account(s) to the platform. Once a client account is connected to the platform, Kane Investment Management, Inc. will review the current account allocations. When deemed necessary, Kane Investment Management, Inc. will rebalance the account considering client investment goals and risk tolerance, and any change in allocations will consider current economic and market trends. The goal is to improve account performance over time, minimize loss during difficult markets, and manage internal fees that harm account performance.
As of December 31, 2025, Kane Investment Management, Inc. had $240,524,560 discretionary assets under management (AUM) and $0 non-discretionary AUM.